Tower Amendment

Results: 120



#Item
91U.S. Securities and Exchange Commission / United States securities law / Securities Exchange Act / Financial system / Government / Tower Amendment / Electronic Municipal Market Access / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed], File No. SR-MSRB[removed]September 28, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating t

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Language: English - Date: 2009-09-28 15:31:19
92Municipal Securities Rulemaking Board / 73rd United States Congress / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial system / Government / Tower Amendment / Self-regulatory organizations / United States securities law / Financial regulation

Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Amendments to Eliminate Exemptions from the Continuing Education Regulatory Element Requirements; Rel. No[removed], File No. SR-MSRB-

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Language: English - Date: 2004-10-20 14:43:36
93Financial regulation / Law / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Economy of the United States / Securities Exchange Act / Rulemaking / Tower Amendment / Self-regulatory organizations / United States securities law / Municipal Securities Rulemaking Board

Notice of Withdrawal of Proposed Rule Change Consisting of Amendments to MSRB Rule G-20 (Gifts and Gratuities) and Related Amendments to MSRB Rule G-8 (Books and Records) and MSRB Rule G-9 (Preservation of Records), and

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Language: English - Date: 2011-09-27 08:01:03
94United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / Law / U.S. Securities and Exchange Commission / Government / Self-regulatory organization / Securities Exchange Act / Rulemaking / Tower Amendment / United States securities law / Financial regulation / 73rd United States Congress

Microsoft Word[removed]MSRB App Order.doc

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Language: English - Date: 2007-08-07 15:19:02
9573rd United States Congress / United States Securities and Exchange Commission / Law / U.S. Securities and Exchange Commission / Government / Self-regulatory organization / Securities Exchange Act / Rulemaking / Tower Amendment / United States securities law / Financial regulation / Municipal Securities Rulemaking Board

SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2006-10-17 17:55:00
96U.S. Securities and Exchange Commission / Financial regulation / Business / Financial Industry Regulatory Authority / Securities and Exchange Commission / Financial adviser / Rulemaking / Tower Amendment / Self-regulatory organizations / Municipal Securities Rulemaking Board / Government

National Association of Independent Public Finance Advisors P.O. Box 304 Montgomery, Illinois[removed][removed] • [removed]Fax www.naipfa.com

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Language: English - Date: 2014-02-06 10:09:29
97Financial regulation / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / Law / Government / Securities Exchange Act / Rulemaking / Tower Amendment / Self-regulatory organizations / United States securities law / Municipal Securities Rulemaking Board

SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2007-09-24 12:58:51
98United States securities law / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Government / Self-regulatory organization / Securities Exchange Act / Rulemaking / Tower Amendment / Financial regulation / Municipal Securities Rulemaking Board / Law

Notice of Filing and Immediate Effectiveness of Amended and Restated Articles of Incorporation of Municipal Securities Rulemaking Board

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Language: English - Date: 2011-10-07 11:43:22
99United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / Law / U.S. Securities and Exchange Commission / Rulemaking / Self-regulatory organization / Government / Securities Exchange Act / Tower Amendment / United States securities law / Financial regulation / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2008-07-16 14:24:17
100United States Securities and Exchange Commission / Municipal Securities Rulemaking Board / 73rd United States Congress / Law / U.S. Securities and Exchange Commission / Government / Securities Exchange Act / Rulemaking / Tower Amendment / United States securities law / Self-regulatory organizations / Financial regulation

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-06-14 09:12:00
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